ISO/IEC 27007:2017
Information technology — Security techniques — Guidelines for information security management systems auditing
ISO/IEC 27007 provides guidance on managing an information security management system (ISMS) audit programme, on conducting audits, and on the competence of ISMS auditors, in addition to the guidance contained in ISO 19011:2011.
ISO/IEC 27007 is applicable to those needing to understand or conduct internal or external audits of an ISMS or to manage an ISMS audit programme.
| Get this standard | Prices exclude GST | |
|---|---|---|
| PDF ( Single user document) |
$118.26 NZD
|
|
| HardCopy |
$152.17 NZD
|
|
| Networkable PDF |
Price varies
|
Foreword
Introduction
1 Scope
2 Normative references
3 Terms and definitions
4 Principles of auditing
5 Managing an audit programme
5.1 General
5.1.1 IS 5.1 General
5.2 Establishing the audit programme objectives
5.2.1 IS 5.2 Establishing the audit programme objectives
5.3 Establishing the audit programme
5.3.1 Role and responsibilities of the person managing the audit programme
5.3.2 Competence of the person managing the audit programme
5.3.3 Establishing the extent of the audit programme
5.3.4 Identifying and evaluating audit programme risks
5.3.5 Establishing procedures for the audit programme
5.3.6 Identifying audit programme resources
5.4 Implementing the audit programme
5.4.1 General
5.4.2 Defining the objectives, scope and criteria for an individual audit
5.4.3 Selecting the audit methods
5.4.4 Selecting the audit team members
5.4.5 Assigning responsibility for an individual audit to the audit team leader
5.4.6 Managing the audit programme outcome
5.4.7 Managing and maintaining audit programme records
5.5 Monitoring the audit programme
5.6 Reviewing and improving the audit programme
6 Performing an audit
6.1 General
6.2 Initiating the audit
6.2.1 General
6.2.2 Establishing initial contact with the auditee
6.2.3 Determining the feasibility of the audit
6.3 Preparing audit activities
6.3.1 Performing document review in preparation for the audit
6.3.2 Preparing the audit plan
6.3.3 Assigning work to the audit team
6.3.4 Preparing work documents
6.4 Conducting the audit activities
6.4.1 General
6.4.2 Conducting the opening meeting
6.4.3 Performing document review while conducting the audit
6.4.4 Communicating during the audit
6.4.5 Assigning roles and responsibilities of guides and observers
6.4.6 Collecting and verifying information
6.4.7 Generating audit findings
6.4.8 Preparing audit conclusions
6.4.9 Conducting the closing meeting
6.5 Preparing and distributing the audit report
6.5.1 Preparing the audit report
6.5.2 Distributing the audit report
6.6 Completing the audit
6.7 Conducting audit follow-up
7 Competence and evaluation of auditors
7.1 General
7.2 Determining auditor competence to fulfil the needs of the audit programme
7.2.1 General
7.2.2 Personal behaviour
7.2.3 Knowledge and skills
7.2.4 Achieving auditor competence
7.2.5 Audit team leader
7.3 Establishing the auditor evaluation criteria
7.4 Selecting the appropriate auditor evaluation method
7.5 Conducting auditor evaluation
7.6 Maintaining and improving auditor competence
Annex A (informative) Guidance for ISMS auditing practice
Bibliography
Previous versions
Keep me up-to-date
Sign up to receive updates when there are changes to this standard
Related Information
Similar Standards
-
AS/NZS 3842:1998
Guide 62: General requirements for bodies operating assessment and certification/registration of quality systems
-
AS/NZS 4417.1:2012
Regulatory compliance mark for electrical and electronic equipment - Part 1: Use of the mark -
AS/NZS 4417.1:2012AA
Regulatory compliance mark for electrical and electronic equipment - Part 1: Use of the mark: Amendment A -
AS/NZS 4417.2:2020
Regulatory compliance mark for electrical and electronic equipment Part 2: Specific requirements for particular regulatory applications
Foreword
Introduction
1 Scope
2 Normative references
3 Terms and definitions
4 Principles of auditing
5 Managing an audit programme
5.1 General
5.1.1 IS 5.1 General
5.2 Establishing the audit programme objectives
5.2.1 IS 5.2 Establishing the audit programme objectives
5.3 Establishing the audit programme
5.3.1 Role and responsibilities of the person managing the audit programme
5.3.2 Competence of the person managing the audit programme
5.3.3 Establishing the extent of the audit programme
5.3.4 Identifying and evaluating audit programme risks
5.3.5 Establishing procedures for the audit programme
5.3.6 Identifying audit programme resources
5.4 Implementing the audit programme
5.4.1 General
5.4.2 Defining the objectives, scope and criteria for an individual audit
5.4.3 Selecting the audit methods
5.4.4 Selecting the audit team members
5.4.5 Assigning responsibility for an individual audit to the audit team leader
5.4.6 Managing the audit programme outcome
5.4.7 Managing and maintaining audit programme records
5.5 Monitoring the audit programme
5.6 Reviewing and improving the audit programme
6 Performing an audit
6.1 General
6.2 Initiating the audit
6.2.1 General
6.2.2 Establishing initial contact with the auditee
6.2.3 Determining the feasibility of the audit
6.3 Preparing audit activities
6.3.1 Performing document review in preparation for the audit
6.3.2 Preparing the audit plan
6.3.3 Assigning work to the audit team
6.3.4 Preparing work documents
6.4 Conducting the audit activities
6.4.1 General
6.4.2 Conducting the opening meeting
6.4.3 Performing document review while conducting the audit
6.4.4 Communicating during the audit
6.4.5 Assigning roles and responsibilities of guides and observers
6.4.6 Collecting and verifying information
6.4.7 Generating audit findings
6.4.8 Preparing audit conclusions
6.4.9 Conducting the closing meeting
6.5 Preparing and distributing the audit report
6.5.1 Preparing the audit report
6.5.2 Distributing the audit report
6.6 Completing the audit
6.7 Conducting audit follow-up
7 Competence and evaluation of auditors
7.1 General
7.2 Determining auditor competence to fulfil the needs of the audit programme
7.2.1 General
7.2.2 Personal behaviour
7.2.3 Knowledge and skills
7.2.4 Achieving auditor competence
7.2.5 Audit team leader
7.3 Establishing the auditor evaluation criteria
7.4 Selecting the appropriate auditor evaluation method
7.5 Conducting auditor evaluation
7.6 Maintaining and improving auditor competence
Annex A (informative) Guidance for ISMS auditing practice
Bibliography